Filed February 11, 2011 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $312,244 |
MERIDIAN WEALTH MANAGEMENT LLC4+ years Service code 16 · EIN 27-0846572 | Consulting | $89,830 |
Filed as: MUTUAL OF AMERICA LIFE INSURANCE CO Service code 12 320 PARK AVENUE · NEW YORK, NY 10022 | Claims processing; Account maintenanc... | $7,795 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 | Securities brokerage commissions and ... | $0 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB, & CO., INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,333 | $53,565-60.2% | $172,739-87.7% | $82,204-74.0% |
| Participation rate | 64.3% | 69.6%-5.3pp | 82.6%-18.3pp | 73.4%-9.1pp |
| Annual return | 5.92% | 31.42%-25.5pp | 802.84%-796.9pp | 26.31%-20.4pp |
| Employer contribution / active EE | $1,039 | $1,857-44.0% | $5,143-79.8% | $2,707-61.6% |
| Participant deferral / active EE | $1,046 | $3,006-65.2% | $5,198-79.9% | $4,246-75.4% |
| Admin fee / account holder | $99 | $61+61.0% | $13,954-99.3% | $76+30.7% |