Filed October 2, 2019
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $36,536 |
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 27 · EIN 04-3638035 | Advisory (Plan) | $33,000 |
COULTER & JUSTUS5 years Filed as: COULTER JUSTUS PC Service code 10 · EIN 62-1532536 | Accounting | $12,000 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,358 | $79,209-26.3% | $102,434-43.0% | $74,459-21.6% |
| Participation rate | 88.2% | 74.8%+13.4pp | 76.5%+11.6pp | 67.2%+20.9pp |
| Annual return | 20.15% | 54.98%-34.8pp | 29.46%-9.3pp | 1369.70%-1349.6pp |
| Employer contribution / active EE | $3,445 | $2,362+45.8% | $3,023+14.0% | $2,626+31.2% |
| Participant deferral / active EE | $8,471 | $4,417+91.8% | $5,055+67.6% | $4,350+94.7% |
| Admin fee / account holder | $305 | $2,002-84.7% | $9,462-96.8% | $1,945-84.3% |