Filed October 2, 2019
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 27 · EIN 04-3638035 | Advisory (Plan) | $26,511 |
Service code 37 · EIN 04-2647786 | Loan Processing | $22,644 |
COULTER & JUSTUS8 years Filed as: COULTER & JUSTUS, P.C. Service code 10 · EIN 62-1532536 | Accounting | $11,500 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,144 | $76,112-32.8% | $96,544-47.0% | $71,529-28.5% |
| Participation rate | 90.1% | 74.4%+15.7pp | 76.0%+14.2pp | 67.9%+22.2pp |
| Annual return | 54.13% | 22.80%+31.3pp | 25.88%+28.2pp | 28.97%+25.2pp |
| Employer contribution / active EE | $2,466 | $2,248+9.7% | $2,966-16.9% | $2,590-4.8% |
| Participant deferral / active EE | $8,200 | $4,217+94.5% | $4,851+69.0% | $4,291+91.1% |
| Admin fee / account holder | $248 | $2,708-90.9% | $8,254-97.0% | $1,588-84.4% |