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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $96,445 |
ROCATON INVESTMENT ADVISORS, LLC6+ years Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 28 · EIN 04-3638035 | Investment Management | $91,441 |
SC&H ATTEST SERVICES, P.C.4 years Service code 10 · EIN 52-1743645 | Accounting | $26,400 |
GOLDMAN SACHS6+ years Filed as: UNITED CAPITAL FINANCIAL ADVIS Service code 26 · EIN 27-0493248 | Advisory (Participants) | $12,196 |
BRIDGEWATER4 years Filed as: BRIDGEWATER ADVISORS INC Service code 26 · EIN 13-3666115 | Advisory (Participants) | $7,736 |
Service code 26 · EIN 20-0475351 | Advisory (Participants) | $5,406 |
THOMA CAPITAL MANAGEMENT LLC2 years Service code 26 · EIN 52-2153736 | Advisory (Participants) | $5,125 |
HIGHTOWER ADVISORS LLC6+ years Service code 26 · EIN 36-4500709 | Advisory (Participants) | $5,013 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $1,064 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $335,282 | $100,801+232.6% | $149,696+124.0% | $73,409+356.7% |
| Participation rate | 94.9% | 77.7%+17.2pp | 82.5%+12.4pp | 72.2%+22.7pp |
| Annual return | 14.88% | 265.34%-250.5pp | 276.60%-261.7pp | 59.29%-44.4pp |
| Employer contribution / active EE | $9,654 | $3,312+191.5% | $4,644+107.9% | $2,234+332.2% |
| Participant deferral / active EE | $14,375 | $6,404+124.5% | $6,842+110.1% | $3,805+277.7% |
| Admin fee / account holder | $232 | $181+28.3% | $9,309-97.5% | $158+46.9% |