Retirement plan

CONSOL ENERGY INC. INVESTMENT PLAN FOR SALARIED EMPLOYEES

Name: CONSOL ENERGY INC. - CONSOL ENERGY INC. INVESTMENT PLAN FOR SALARIED EMPLOYEES (2016) Form 5500
Creator: CONSOL ENERGY INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CONSOL ENERGY INC. INVESTMENT PLAN FOR SALARIED EMPLOYEES, CONSOL ENERGY INC.

CONSOL ENERGY INC.EIN 51-0337383Plan #002PY 2016

1000 CONSOL ENERGY DR - CANONSBURG, PA 153176506724-485-4100LinkedIn1-10 employees

Other plans on this EIN

1 filing

#001Retirement-$632.4M assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed November 14, 2011 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$849.4M

+5.5% from 2016

Total participants

5,129

+17.2% from 2016

Average account balance

$166,383

-10.3% from 2016

Annual return

10.00%

-14.54 pp from 2016

Benchmarks

See 87 peers

Peer group

Industry21 - Mining, Quarrying, and Oil and Gas Extraction

Plan typeDefined contribution

Participants1,000-4,999

Cohort87 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$438.64M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$243K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,802

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$9.60M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$21K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.93%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$106

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 10 of 11 by compensation

Provider	Service type	Compensation
DUPONT CAPITAL MANAGEMENT2+ years Service code 28 · EIN 51-0350197	Investment Management	$402,961
METLIFE LIFE INSURANCE COMPANY2+ years Filed as: METROPOLITAN LIFE INSURANCE CO. Service code 73 · EIN 13-5581829	Other insurance fees and expenses	$344,467
PRUDENTIAL RETIREMENT INSURANCE AND2+ years Filed as: PRUDENTIAL INSURANCE CO. Service code 73 · EIN 22-1211670	Other insurance fees and expenses	$188,684
TRANSAMERICA RETIREMENT SOLUTIONS2+ years Filed as: TRANSAMERICA PREMIER LIFE INS. CO. Service code 67 · EIN 52-0419790	Other insurance wrap fees	$170,338
MERRILL LYNCH PIERCE FENNER & SMITH2+ years Service code 15 · EIN 13-5674085	Recordkeeping	$137,590
VOYA RETIREMENT INSURANCE & ANNUITY2+ years Filed as: VOYA RETIREMENT INS. & ANNUITY CO. Service code 67 · EIN 71-0294708	Other insurance wrap fees	$128,061
PRUDENTIAL RETIREMENT INSURANCE AND2+ years Filed as: PRUDENTIAL TRUST CO. Service code 28 · EIN 23-6994310	Investment Management	$123,422
BAKER TILLY US, LLP2+ years Filed as: BAKER TILLY VIRCHOW KRAUSE LLP Service code 50 · EIN 39-0859910	Direct Payment	$50,950
STATE STREET GLOBAL ADVISORS2+ years Filed as: STATE STREET BANK & TRUST COMPANY Service code 19 · EIN 04-1867445	Securities Custodian	$36,582
BILKEYKATZ INVESTMENT CONSULTANTS2+ years Service code 27 · EIN 13-4226829	Advisory (Plan)	$20,000

Plan features & details

Pension benefit codes2E2G2J2K2O2S2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2O
ESOP other than a leveraged ESOP
Employee stock ownership plan that is not leveraged.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$147K

$64 / participant

Other / not subdivided$147K100.0%

% of EOY assets

0.017%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: BAKER TILLY VIRCHOW KRAUSE LLP
Auditor EIN: 390859910
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$166,383

$98,217+69.4%

$105,754+57.3%

$63,975+160.1%

Participation rate

99.0%

81.9%+17.1pp

78.9%+20.0pp

71.1%+27.8pp

Annual return

10.00%

20.18%-10.2pp

12.25%-2.3pp

48.65%-38.7pp

Employer contribution / active EE

$11,439

$4,802+138.2%

$4,079+180.4%

$2,182+424.3%

Participant deferral / active EE

$8,831

$6,019+46.7%

$5,326+65.8%

$3,356+163.1%

Admin fee / account holder

$29

$70-58.7%

$8,309-99.7%

$70-59.1%

Provider

Service type

Compensation

DUPONT CAPITAL MANAGEMENT2+ years

Service code 28 · EIN 51-0350197

Investment Management

$402,961

METLIFE LIFE INSURANCE COMPANY2+ years

Filed as: METROPOLITAN LIFE INSURANCE CO.

Service code 73 · EIN 13-5581829

Other insurance fees and expenses

$344,467

PRUDENTIAL RETIREMENT INSURANCE AND2+ years

Filed as: PRUDENTIAL INSURANCE CO.

Service code 73 · EIN 22-1211670

Other insurance fees and expenses

$188,684

TRANSAMERICA RETIREMENT SOLUTIONS2+ years

Filed as: TRANSAMERICA PREMIER LIFE INS. CO.

Service code 67 · EIN 52-0419790

Other insurance wrap fees

$170,338

MERRILL LYNCH PIERCE FENNER & SMITH2+ years

Service code 15 · EIN 13-5674085

Recordkeeping

$137,590

VOYA RETIREMENT INSURANCE & ANNUITY2+ years

Filed as: VOYA RETIREMENT INS. & ANNUITY CO.

Service code 67 · EIN 71-0294708

Other insurance wrap fees

$128,061

PRUDENTIAL RETIREMENT INSURANCE AND2+ years

Filed as: PRUDENTIAL TRUST CO.

Service code 28 · EIN 23-6994310

Investment Management

$123,422

BAKER TILLY US, LLP2+ years

Filed as: BAKER TILLY VIRCHOW KRAUSE LLP

Service code 50 · EIN 39-0859910

Direct Payment

$50,950

STATE STREET GLOBAL ADVISORS2+ years

Filed as: STATE STREET BANK & TRUST COMPANY

Service code 19 · EIN 04-1867445

Securities Custodian

$36,582

BILKEYKATZ INVESTMENT CONSULTANTS2+ years

Service code 27 · EIN 13-4226829

Advisory (Plan)

$20,000

CONSOL ENERGY INC. INVESTMENT PLAN FOR SALARIED EMPLOYEES

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CONSOL ENERGY INC. INVESTMENT PLAN FOR SALARIED EMPLOYEES

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion