| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INSURAN Service code 15 · EIN 36-6071399 | Recordkeeping | $13,920,613 |
TRINET5 years Service code 35 · EIN 48-1304650 | Employee (plan sponsor) | $205,648 |
FIDUCIENT ADVISORS LLC1 year Service code 27 · EIN 36-4001764 | Advisory (Plan) | $60,873 |
MAYER HOFFMAN MCCANN P.C.2 years Filed as: MAYER HOFFMAN MCCANN PC Service code 10 · EIN 43-1947695 | Accounting | $37,800 |
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 43-1947695 | Securities brokerage; Securities brok... | $1,849 |
Service code 33 · EIN 85-0955391 | Securities brokerage; Securities brok... | $908 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,987 | $107,662-54.5% | $159,495-69.3% | $106,520-54.0% |
| Participation rate | 31.2% | 69.4%-38.2pp | 82.8%-51.7pp | 71.3%-40.1pp |
| Annual return | 8.13% | 22.17%-14.0pp | 263.72%-255.6pp | 19.28%-11.2pp |
| Employer contribution / active EE | $1,008 | $2,741-63.2% | $4,831-79.1% | $2,840-64.5% |
| Participant deferral / active EE | $3,640 | $6,799-46.5% | $7,354-50.5% | $4,948-26.4% |
| Admin fee / account holder | $118 | $69+71.4% | $10,804-98.9% | $75+57.8% |