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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Service code 37 700 W. 47TH STREET, 5TH FLOOR · KANSAS CITY, MO 64112 | Loan Processing | $35,085 |
Filed as: JOHN HANCOCK USA Service code 37 · EIN 15-3008106 | Loan Processing | $30,339 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,787 | $23,224+127.3% | $71,089-25.7% | $55,725-5.3% |
| Participation rate | 27.3% | 37.9%-10.6pp | 54.6%-27.3pp | 70.9%-43.5pp |
| Annual return | -4.87% | -2.87%-2.0pp | 650.65%-655.5pp | 244.93%-249.8pp |
| Employer contribution / active EE | $248 | $436-43.1% | $1,088-77.2% | $2,078-88.1% |
| Participant deferral / active EE | $760 | $929-18.2% | $1,873-59.4% | $3,356-77.4% |
| Admin fee / account holder | $264 | $118+123.7% | $3,082-91.4% | $115+129.0% |