Filed January 11, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $185,809 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING, INC. Service code 27 · EIN 43-1270780 | Advisory (Plan) | $39,678 |
Filed as: LOCKTON INVESTMENT SECURITIES, LLC Service code 49 · EIN 20-3247391 | Other Services | $32,837 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,088 | $95,388-11.8% | $125,381-32.9% | $77,906+7.9% |
| Participation rate | 98.2% | 78.6%+19.6pp | 82.4%+15.9pp | 73.7%+24.5pp |
| Annual return | -8.83% | 116.19%-125.0pp | 572.31%-581.1pp | 12.16%-21.0pp |
| Employer contribution / active EE | $6,092 | $3,666+66.2% | $4,815+26.5% | $2,846+114.0% |
| Participant deferral / active EE | $13,540 | $7,711+75.6% | $7,448+81.8% | $4,805+181.8% |
| Admin fee / account holder | $110 | $119-7.2% | $10,007-98.9% | $133-16.8% |