Filed January 11, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $268,655 |
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $88,821 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,840 | $88,874-46.2% | $123,553-61.3% | $75,289-36.5% |
| Participation rate | 97.3% | 75.9%+21.5pp | 82.3%+15.1pp | 72.4%+24.9pp |
| Annual return | -4.44% | 4.22%-8.7pp | 119.21%-123.6pp | -0.04%-4.4pp |
| Employer contribution / active EE | $5,529 | $3,256+69.8% | $4,628+19.5% | $2,405+129.9% |
| Participant deferral / active EE | $9,589 | $6,174+55.3% | $6,426+49.2% | $3,739+156.5% |
| Admin fee / account holder | $133 | $95+40.5% | $9,284-98.6% | $102+29.8% |