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| Provider | Service type | Compensation |
|---|---|---|
Filed as: HUB INTERNATIONAL INVESTMENT ADVISO Service code 27 300 N LASALLE ST 17TH FL · CHICAGO, IL 60654 | Advisory (Plan) | $16,454 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $12,799 |
IPS RIA, LLC4+ years Service code 27 10000 NORTH CENTRAL EXPWY STE 1100 · DALLAS, TX 75210 | Advisory (Plan) | $3,078 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $1,469 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,774 | $73,102-22.3% | $123,552-54.0% | $56,287+0.9% |
| Participation rate | 66.7% | 74.3%-7.6pp | 82.3%-15.6pp | 69.9%-3.2pp |
| Annual return | -6.50% | 3.01%-9.5pp | 119.20%-125.7pp | -9.96%+3.5pp |
| Employer contribution / active EE | $2,899 | $2,977-2.6% | $4,628-37.4% | $2,111+37.3% |
| Participant deferral / active EE | $6,625 | $5,423+22.2% | $6,426+3.1% | $3,350+97.8% |
| Admin fee / account holder | $198 | $554-64.3% | $9,285-97.9% | $521-62.1% |