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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $47,967 |
ADP BROKER-DEALER1 year Filed as: PENSION CONSULTANTS INC Service code 99 300 S CAMPBELL AVE · SPRINGFIELD, MO 65806 | Other Fees | $20,000 |
Filed as: PRINCIPAL SECURITIES INC Service code 55 711 HIGH ST · DES MOINES, IA 50392 | Other Commissions | $16,568 |
Filed as: BENEFIT PLANS, INC. Service code 13 | Contract Administrator | $7,460 |
Filed as: BENEFIT PLANS, INC, Service code 13 16924 FRANCES ST · OMAHA, NE 68130 | Contract Administrator | $3,835 |
Service code 27 1801 CALIFORNIA STREET · DENVER, CO 80202 | Advisory (Plan) | $1,821 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,388 | $58,895-7.7% | $178,503-69.5% | $73,497-26.0% |
| Participation rate | 75.6% | 66.2%+9.3pp | 81.9%-6.4pp | 70.7%+4.9pp |
| Annual return | 14.86% | 24.86%-10.0pp | 151.12%-136.3pp | 28.51%-13.6pp |
| Employer contribution / active EE | $1,567 | $2,236-29.9% | $5,011-68.7% | $2,270-31.0% |
| Participant deferral / active EE | $3,270 | $2,567+27.4% | $5,202-37.2% | $3,740-12.6% |
| Admin fee / account holder | $522 | $400+30.5% | $13,987-96.3% | $513+1.8% |