Filed July 20, 2017
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| Provider | Service type | Compensation |
|---|---|---|
BAKER TILLY US, LLP1 year Service code 15 · EIN 30-1413443 | Recordkeeping | $26,264 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $4,963 |
ADP BROKER-DEALER7 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,141 | $50,919-32.9% | $155,556-78.1% | $77,762-56.1% |
| Participation rate | 97.8% | 63.1%+34.7pp | 78.2%+19.6pp | 70.6%+27.2pp |
| Annual return | 22.02% | 34.84%-12.8pp | 64.84%-42.8pp | 31.27%-9.3pp |
| Employer contribution / active EE | $1,765 | $1,991-11.4% | $4,675-62.3% | $2,728-35.3% |
| Participant deferral / active EE | $5,472 | $2,824+93.7% | $5,631-2.8% | $4,651+17.7% |
| Admin fee / account holder | $44 | $437-89.8% | $15,885-99.7% | $433-89.8% |