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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $47,252 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $555 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,513 | $36,767+78.2% | $81,473-19.6% | $62,293+5.2% |
| Participation rate | 94.7% | 54.4%+40.2pp | 68.0%+26.7pp | 69.5%+25.2pp |
| Annual return | 16.08% | 173.80%-157.7pp | 38.78%-22.7pp | 28.90%-12.8pp |
| Employer contribution / active EE | $3,040 | $1,128+169.4% | $2,568+18.4% | $2,042+48.8% |
| Participant deferral / active EE | $8,781 | $2,111+316.0% | $3,537+148.3% | $3,169+177.1% |
| Admin fee / account holder | $169 | $797-78.8% | $4,561-96.3% | $479-64.7% |