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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $42,125 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $110 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,512 | $32,425+95.9% | $74,577-14.8% | $55,167+15.1% |
| Participation rate | 93.0% | 54.0%+38.9pp | 68.1%+24.8pp | 69.0%+24.0pp |
| Annual return | 11.28% | 10.63%+0.6pp | 20.47%-9.2pp | 169.23%-158.0pp |
| Employer contribution / active EE | $3,052 | $1,043+192.5% | $2,525+20.8% | $1,963+55.5% |
| Participant deferral / active EE | $8,142 | $1,995+308.1% | $3,458+135.4% | $3,054+166.6% |
| Admin fee / account holder | $167 | $748-77.7% | $4,138-96.0% | $504-66.8% |