Filings through Oct 24, 2026.

Yieldstreet, Inc. 401(k) Plan

Name: YIELDSTREET, INC. - YIELDSTREET, INC. 401K PLAN (2025) Form 5500
Creator: YIELDSTREET, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, YIELDSTREET, INC. 401K PLAN, YIELDSTREET, INC.

Yieldstreet, Inc.EIN 47-2003394Plan #001PY 2025

300 PARK AVENUE 15TH FLOOR - NEW YORK, NY 10022206-819-9601yieldstreet.comLinkedIn51-200 employeesfinancial services

How to read this page

Prospect flags

2 of 18 flags tripped on the 2025 filing.

How flags work

Opportunity
High fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Schedule H, line 2i
Opportunity
Few collective trusts
0% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
Schedule H, line 4i

Total assets (EOY)

$10.8M

+23.5% from 2024

Total participants

203

-16.5% from 2024

Average account balance

$53,649

+48.7% from 2024

Annual return

26.91%

+0.45 pp from 2024

Benchmarks

This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.

Peer benchmarks

We rank each metric against plans of the same size, type and industry.

Schedule H, Parts I and II See about 7,124 peers

Industry: 52 - Finance and Insurance
Plan type: Defined contribution
Participants: 25-99
Cohort: 7,124 peers
Snapshot: 2025

MetricThis planAmong peersPercentile

Annual return

Percentile

Average balance

Percentile

Participation rate

Percentile

Employer contribution per participant

Percentile

Employee contribution per participant

Percentile

Administrative expense per participant

Percentile

Middle 50% of peersPeer medianThis plan

Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.

Pro unlocks:

Percentile for each metric
Middle 50% of peers
Peer median
This plan's value next to its peers

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Plan history

Showing the 2025 filing, 1 of 4 years on record. Charts need 3 years.

2025 filing

Total assets (EOY): $10,783,435
Participants: 203
Contributions: $1,513,086
Annual return: 26.91%

2024 filing

Total assets (EOY): Dollar amount available on Pro
Participants: Count available on Pro
Contributions: Dollar amount available on Pro
Annual return: Percentage available on Pro

2023 filing

Total assets (EOY): Dollar amount available on Pro
Participants: Count available on Pro
Contributions: Dollar amount available on Pro
Annual return: Percentage available on Pro

Older filings: assets, participants, contributions and return for each year are on Pro.

3 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.

Pro unlocks:

Assets, participants and contributions by year
Annual return by year
Year-over-year charts

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Expense breakdown

$69K in admin expenses, $340 per participant (all participants, line 6f).

Schedule H, line 2i

Contract admin$67K (97%)
Investment mgmt$2K (3%)
Other / not subdivided$200 (<1%)

Admin expense ratio

0.641%

Admin expenses as % of EOY assets; fund fees not included

Categories reported

2 / 9

subdivided buckets used

Investments

This section lists the funds on the plan's investment schedule and what changed since the prior filing.

Fund lineup

8 funds of $250K or more; 26 lines in all, holding $8.7M of the plan's $8.7M. Recordkeeper: not identified.

2024 filing, Schedule H, line 4i

In collective trusts0%median 0% for plans of $5M to $50M (40,449 plans)

In index funds16%median 22% for plans of $5M to $50M (40,449 plans)

In the main target-date series45%median 39% for plans of $5M to $50M (40,449 plans)

Employer stockNo

Target-date series: Vanguard Target Retirement, other, 45% of fund dollars

Fund	Manager	Vehicle	Dollars	% of funds%
Vanguard Target Retirement Vanguard · Separate account Target-date, 9 vintages	Vanguard	Separate account	$3.9M	45.1%
Pool Separate Account Vanguard · Separate account	Vanguard	Separate account	$1.4M	16.5%
Fidelity 500 Index Fund Fidelity (FMR) · Separate account Index	Fidelity (FMR)	Separate account	$991K	11.4%
Pool separate account Fidelity (FMR) · Separate account	Fidelity (FMR)	Separate account	$435K	5.0%
Pool Separate Account Manager not matched · Money market	Not yet matched	Money market	$370K	4.2%
Vangrd Small-Cap Index Fnd Adm Vanguard · Separate account Index	Vanguard	Separate account	$177K	2.0%
Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Separate account Index	Vanguard	Separate account	$155K	1.8%
MFS Growth Fund R6 MFS (Sun Life) · Separate account	MFS (Sun Life)	Separate account	$152K	1.7%
Pool Separate Account Goldman Sachs · Separate account	Goldman Sachs	Separate account	$144K	1.6%
Vanguard Equity Income Fund Admiral Shares Vanguard · Separate account	Vanguard	Separate account	$137K	1.6%

Fund	Manager	Vehicle	Dollars	% of funds
Name available on Pro	Name available on Pro	Available on Pro	Dollar amount available on Pro	Percentage available on Pro
Name available on Pro	Name available on Pro	Available on Pro	Dollar amount available on Pro	Percentage available on Pro
Name available on Pro	Name available on Pro	Available on Pro	Dollar amount available on Pro	Percentage available on Pro

16 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.

16 more lines in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.

Pro unlocks:

Every fund in the lineup
Manager, vehicle and dollars per fund
Share of plan assets
Every change since the prior filing

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Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.

Providers

This section shows who is paid to serve the plan, who audits it and who signs the filing.

Service providers

Top 2 by compensation.

Schedule C

Provider	Service type	Compensation
WORLD INVESTMENT ADVISORS LLC2 years Service code 99 · EIN 61-1758632 Other Fees	Other Fees	$35,227
EPIC RETIREMENT PLAN SERVICES3 years Filed as: ABAR RETIREMENT PLAN SERVICES LLC Service code 49 110 SOUTH JEFFERSON RD SUITE 204 · WHIPPANY, NJ 07981 Other Services	Other Services	$7,736

Audit opinion

Schedule H, Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor: LEE CPA AUDIT GROUP
Auditor EIN: 81-4637885
Audit fees: Not reported separately
Opinion code: Unqualified

Plan design

Plan features from the filing, actuarial disclosures and related pages.

Plan features

7 feature codes on the 2025 filing.

Line 8a

Plan feature codes2E2F2G2J2K2R3D

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Look up a plan sponsor by EIN. The free Form 5500 search needs no account.

Fund

Dollars

% of funds%

Vanguard Target Retirement

Vanguard · Separate account

Target-date, 9 vintages

$3.9M

45.1%

Pool Separate Account

Vanguard · Separate account

$1.4M

16.5%

Fidelity 500 Index Fund

Fidelity (FMR) · Separate account

Index

$991K

11.4%

Pool separate account

Fidelity (FMR) · Separate account

$435K

5.0%

Pool Separate Account

Manager not matched · Money market

$370K

4.2%

Vangrd Small-Cap Index Fnd Adm

Vanguard · Separate account

Index

$177K

2.0%

Vanguard Mid-Cap Index Fund Admiral Shares

Vanguard · Separate account

Index

$155K

1.8%

MFS Growth Fund R6

MFS (Sun Life) · Separate account

$152K

1.7%

Pool Separate Account

Goldman Sachs · Separate account

$144K

1.6%

Vanguard Equity Income Fund Admiral Shares

Vanguard · Separate account

$137K

1.6%

Provider

Compensation

WORLD INVESTMENT ADVISORS LLC2 years

Service code 99 · EIN 61-1758632

Other Fees

$35,227

EPIC RETIREMENT PLAN SERVICES3 years

Filed as: ABAR RETIREMENT PLAN SERVICES LLC

Service code 49

110 SOUTH JEFFERSON RD SUITE 204 · WHIPPANY, NJ 07981

Other Services

$7,736

Yieldstreet, Inc. 401(k) Plan

Prospect flags

Benchmarks

Peer benchmarks

Plan history

Expense breakdown

Investments

Fund lineup

Providers

Service providers

Audit opinion

Plan design

Plan features

Yieldstreet, Inc. 401(k) Plan

Prospect flags

Benchmarks

Peer benchmarks

Plan history

Expense breakdown

Investments

Fund lineup

Providers

Service providers

Audit opinion

People on file

5500 filings

Plan design

Plan features

People on file

5500 filings

Yieldstreet, Inc. 401(k) Plan

Prospect flagsi

Summary metrics

Benchmarks

Peer benchmarksi

Plan history

Expense breakdowni

Investments

Fund lineupi

Providers

Service providersi

Audit opinioni

Plan design

Plan features

Yieldstreet, Inc. 401(k) Plan

Prospect flagsi

Summary metrics

Benchmarks

Peer benchmarksi

Plan history

Expense breakdowni

Investments

Fund lineupi

Providers

Service providersi

Audit opinioni

People on file

5500 filings

Plan design

Plan features

People on file

5500 filings

Prospect flags

Peer benchmarks

Expense breakdown

Fund lineup

Service providers

Audit opinion

Prospect flags

Peer benchmarks

Expense breakdown

Fund lineup

Service providers

Audit opinion