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| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC WEALTH MANAGEMENT3 years Filed as: STRATEGIC WEALTH MANAGEMENT GROUP Service code 28 4639 CORONA DRIVE · CORPUS CHRISTI, TX 78411 | Investment Management | $22,054 |
THE VANGUARD GROUP, INC.1 year Service code 15 · EIN 23-1945930 | Recordkeeping | $1,168 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,505 | $64,138-60.2% | $112,258-77.3% | $66,930-61.9% |
| Participation rate | 33.8% | 68.5%-34.7pp | 75.1%-41.3pp | 69.8%-36.1pp |
| Annual return | -14.99% | -13.81%-1.2pp | 27.47%-42.5pp | 1.57%-16.6pp |
| Employer contribution / active EE | $0 | $3,006-100.0% | $3,636-100.0% | $2,545-100.0% |
| Participant deferral / active EE | $1,267 | $3,694-65.7% | $4,728-73.2% | $4,238-70.1% |
| Admin fee / account holder | $639 | $625+2.2% | $6,411-90.0% | $593+7.7% |