Filed September 25, 2014 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PARK AVENUE SECURITIES LLC2 years Filed as: PARK AVENUE SECURITIES, LLC Service code 15 · EIN 13-4023176 | Recordkeeping | $18,681 |
ADP BROKER-DEALER4 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $2,432 |
Service code 37 · EIN 36-3429599 | Loan Processing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,203 | $40,522-30.4% | $84,646-66.7% | $67,584-58.3% |
| Participation rate | 33.5% | 51.1%-17.6pp | 68.2%-34.8pp | 71.3%-37.8pp |
| Annual return | 18.23% | 32.72%-14.5pp | 258.85%-240.6pp | 378.59%-360.4pp |
| Employer contribution / active EE | $1,293 | $1,146+12.8% | $2,654-51.3% | $2,148-39.8% |
| Participant deferral / active EE | $2,969 | $2,132+39.3% | $3,901-23.9% | $3,540-16.1% |
| Admin fee / account holder | $52 | $145-64.0% | $4,915-98.9% | $142-63.3% |