Filed May 1, 2015 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE6+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $35,490 |
DEFINITI LLC1 year Filed as: DEFINITI, LLC Service code 13 2201 TIMBERLOCH PLACE, SUITE 150 · THE WOODLANDS, TX 77380 | Contract Administrator | $14,956 |
FIDUCIARY WISE, LLC2 years Service code 31 · EIN 81-3799174 2487 S GILBERT · GILBERT, AZ 85295 | Direct payment from the plan; Named f... | $5,600 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY Service code 18 · EIN 36-3145972 1585 BROADWAY · NEW YORK, NY 10036 | Custodial (other than securities); Di... | $5,187 |
Filed as: AMERIPRISE FINANCIAL SERVICES Service code 18 50082 AMERIPRISE FINANCIAL CTR · MINNEAPOLIS, MN 55474 | Direct payment from the plan; Custodi... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,363 | $51,288-40.8% | $81,991-63.0% | $73,412-58.6% |
| Participation rate | 26.9% | 64.0%-37.1pp | 69.3%-42.4pp | 72.2%-45.3pp |
| Annual return | 12.17% | 29.48%-17.3pp | 41.31%-29.1pp | 59.30%-47.1pp |
| Employer contribution / active EE | $38 | $1,487-97.5% | $2,498-98.5% | $2,234-98.3% |
| Participant deferral / active EE | $631 | $2,715-76.8% | $3,722-83.1% | $3,806-83.4% |
| Admin fee / account holder | $380 | $125+203.5% | $5,665-93.3% | $158+140.9% |