| Provider | Service type | Compensation |
|---|---|---|
WILLIS TOWERS WATSON US LLC2 years Service code 11 · EIN 53-0181291 | Actuarial | $4,173,502 |
NORTHERN TRUST COMPANY2 years Service code 25 · EIN 36-1561860 | Directed Trustee | $625,946 |
ALIGHT SOLUTIONS LLC2 years Service code 15 · EIN 82-1061233 | Recordkeeping | $315,858 |
LUTZ & COMPANY, PC2 years Service code 10 · EIN 47-0625816 | Accounting | $62,500 |
MILLIMAN, INC.2 years Filed as: MILLIMAN USA Service code 11 · EIN 91-0675641 | Actuarial | $39,468 |
Service code 28 · EIN 06-1113980 | Investment Management | $33,656 |
THE BANK OF NEW YORK MELLON3+ years Filed as: BNY MELLON ASSET SERVICING Service code 18 · EIN 13-5160382 | Trustee (directed); Direct payment fr... | $13,947 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $12,511 |
GROOM LAW GROUP2 years Service code 29 · EIN 52-1219029 | Legal | $9,935 |
STOEL RIVES LLP3+ years Service code 29 · EIN 93-0408771 | Legal | $8,593 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | NEW ENGLAND ASSET MANAGEMENT | SERVICE PROVIDER PYMT OF SRV PROVIDER FEE FROM THE PLAN. CORRECTED UNDER IRS FORM 5330 FILING ON 7/30/25 INCL EXCISE TAX | — | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | - | - |
| Participation rate | 0.0% | 0.0%0pp | 0.0%0pp | 0.0%0pp |
| Annual return | 30.76% | 8.48%+22.3pp | 3.39%+27.4pp | 8.48%+22.3pp |
| Employer contribution / active EE | $0 | $9,949-100.0% | $31,780-100.0% | $9,949-100.0% |
| Participant deferral / active EE | $0 | $734-100.0% | $83-100.0% | $734-100.0% |
| Admin fee / account holder | $0 | $0 | - | - |