Filed November 22, 2008 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $772,146 |
ARGENT TRUST COMPANY7+ years Service code 28 · EIN 62-1437218 | Investment Management | $200,000 |
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 28 · EIN 42-0127290 | Investment Management | $197,466 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 28 · EIN 20-8874282 | Investment Management | $80,000 |
KUTAK ROCK LLP6+ years Service code 28 · EIN 47-0597598 | Investment Management | $49,435 |
ERNST & YOUNG LLP3 years Filed as: ERNST & YOUNG US LLP Service code 10 · EIN 34-6565596 | Accounting | $30,529 |
STEEL PEAK WEALTH MGMT LLC2 years Service code 26 · EIN 46-1173026 | Advisory (Participants) | $16,284 |
KWMG LLC1 year Service code 26 · EIN 46-4580356 | Advisory (Participants) | $11,796 |
CREATIVE PLANNING LLC1 year Service code 26 · EIN 43-1270780 | Advisory (Participants) | $10,391 |
CHARLES SCHWAB & CO., INC.5 years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $3,519 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $361,024 | $114,241+216.0% | $159,436+126.4% | $101,517+255.6% |
| Participation rate | 97.6% | 71.7%+25.8pp | 82.8%+14.8pp | 74.6%+23.0pp |
| Annual return | 22.00% | 22.81%-0.8pp | 263.57%-241.6pp | 21.00%+1.0pp |
| Employer contribution / active EE | $2,035 | $3,214-36.7% | $4,829-57.9% | $2,973-31.6% |
| Participant deferral / active EE | $12,289 | $6,307+94.8% | $7,352+67.2% | $4,873+152.2% |
| Admin fee / account holder | $109 | $81+35.3% | $10,799-99.0% | $139-21.7% |