Retirement plan

ALLERGY ASTHMA & IMMUNOLOGY ASSOC PC SAFE HARBOR 401(K) PS AND TRUST

Name: ALLERGY ASTHMA & IMMUNOLOGY ASSOCIATES PC - ALLERGY ASTHMA & IMMUNOLOGY ASSOC PC SAFE HARBOR 401(K) PS AND TRUST (2016) Form 5500
Creator: ALLERGY ASTHMA & IMMUNOLOGY ASSOCIATES PC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ALLERGY ASTHMA & IMMUNOLOGY ASSOC PC SAFE HARBOR 401(K) PS AND TRUST, ALLERGY ASTHMA & IMMUNOLOGY ASSOCIATES PC

ALLERGY ASTHMA & IMMUNOLOGY ASSOCIATES PCEIN 47-0608015Plan #002PY 2016

600 NORTH COTNER BLVD. SUITE 208 - LINCOLN, NE 685052343402-464-5969allergyasthmaimm.comLinkedIn51-200 employeesmedical practice

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$13.4M

No prior year

Total participants

No prior year

Average account balance

$247,782

No prior year

Annual return

8.92%

No prior year

Benchmarks

See 17,769 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants25-99

Cohort17,769 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$29.58M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$361K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

128.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.42M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$22K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.28%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$7792

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J2R3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$1.1M

$23105 / participant

Other / not subdivided$1M100.0%

% of EOY assets

8.116%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$247,782

$77,638+219.2%

$156,551+58.3%

$62,881+294.0%

Participation rate

100.0%

71.2%+28.8pp

84.0%+16.0pp

69.3%+30.7pp

Annual return

8.92%

50.33%-41.4pp

32.23%-23.3pp

20.14%-11.2pp

Employer contribution / active EE

$13,665

$3,444+296.8%

$5,501+148.4%

$2,281+499.1%

Participant deferral / active EE

$4,216

$3,046+38.4%

$4,871-13.5%

$3,203+31.6%

Admin fee / account holder

$20,110

$5,561+261.6%

$13,028+54.4%

$4,296+368.1%

ALLERGY ASTHMA & IMMUNOLOGY ASSOC PC SAFE HARBOR 401(K) PS AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ALLERGY ASTHMA & IMMUNOLOGY ASSOC PC SAFE HARBOR 401(K) PS AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion