Filed October 16, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $712,791 |
MERCER4 years Service code 70 · EIN 61-0736136 | Consulting Fees | $112,879 |
LUTZ & COMPANY, PC5 years Service code 10 · EIN 47-0625816 | Accounting | $39,000 |
MERCER5 years Filed as: MERCER INVESTMENT MANAGEMENT Service code 70 · EIN 30-0282430 | Consulting Fees | $37,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $119,256 | $96,393+23.7% | $77,163+54.6% | $96,393+23.7% |
| Participation rate | 34.1% | 71.3%-37.2pp | 69.6%-35.5pp | 71.3%-37.2pp |
| Annual return | 18.85% | 22.88%-4.0pp | 37.87%-19.0pp | 22.88%-4.0pp |
| Employer contribution / active EE | $2,385 | $3,238-26.4% | $2,535-5.9% | $3,238-26.4% |
| Participant deferral / active EE | $2,222 | $5,455-59.3% | $3,833-42.0% | $5,455-59.3% |
| Admin fee / account holder | $64 | $74-13.6% | $5,472-98.8% | $74-13.6% |