Filed October 16, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $742,153 |
MERCER3 years Service code 28 · EIN 61-0736136 | Investment Management | $150,000 |
LUTZ & COMPANY, PC4 years Service code 10 · EIN 47-0625816 | Accounting | $37,000 |
ACTUARIAL BENEFITS CORP1 year Filed as: ACTUARIAL CONSULTING SERVICES, INC. Service code 11 5830 SOUTH 142ND STREET · OMAHA, NE 68137 | Actuarial | $5,738 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,222 | $89,394+13.2% | $70,092+44.4% | $89,394+13.2% |
| Participation rate | 33.6% | 71.3%-37.7pp | 70.5%-36.9pp | 71.3%-37.7pp |
| Annual return | -17.41% | -11.89%-5.5pp | 190.73%-208.1pp | -11.89%-5.5pp |
| Employer contribution / active EE | $2,176 | $3,022-28.0% | $2,559-15.0% | $3,022-28.0% |
| Participant deferral / active EE | $2,046 | $5,123-60.1% | $3,849-46.9% | $5,123-60.1% |
| Admin fee / account holder | $65 | $79-18.7% | $6,267-99.0% | $79-18.7% |