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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL4 years Filed as: LPL FINANCIAL CORPORATION Service code 55 · EIN 04-3046611 | Other Commissions | $43,877 |
Filed as: VOYA RETIREMENT ADVISORS, LLC Service code 26 · EIN 02-0488491 | Advisory (Participants) | $10,970 |
NOVA 401(K) ASSOCIATES4 years Service code 49 10777 NORTHWEST FWY · HOUSTON, TX 77092 | Other Services | $9,208 |
LPL FINANCIAL1 year Service code 55 · EIN 04-3046611 | Other Commissions | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,812 | $82,133+30.0% | $147,318-27.5% | $64,097+66.6% |
| Participation rate | 100.0% | 62.3%+37.7pp | 82.1%+17.9pp | 55.2%+44.8pp |
| Annual return | 14.19% | 78.78%-64.6pp | 70.43%-56.2pp | 34.64%-20.5pp |
| Employer contribution / active EE | $10,307 | $2,872+258.9% | $4,593+124.4% | $1,891+444.9% |
| Participant deferral / active EE | $14,550 | $5,407+169.1% | $7,906+84.0% | $3,080+372.4% |
| Admin fee / account holder | $361 | $3,730-90.3% | $13,708-97.4% | $3,454-89.6% |