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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL CORPORATION Service code 99 · EIN 04-3046611 | Other Fees | $39,600 |
NOVA 401(K) ASSOCIATES2 years Service code 49 10777 NORTHWEST FWY STE 440 · HOUSTON, TX 77092 | Other Services | $9,008 |
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $3,639 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,161 | $91,424-28.7% | $135,942-52.1% | $71,495-8.9% |
| Participation rate | 100.0% | 75.7%+24.3pp | 81.9%+18.1pp | 67.9%+32.1pp |
| Annual return | 20.20% | 29.90%-9.7pp | 68.28%-48.1pp | 28.85%-8.7pp |
| Employer contribution / active EE | $6,202 | $3,704+67.4% | $4,858+27.7% | $2,589+139.5% |
| Participant deferral / active EE | $11,271 | $7,092+58.9% | $7,759+45.3% | $4,291+162.7% |
| Admin fee / account holder | $309 | $1,266-75.6% | $10,764-97.1% | $1,588-80.6% |