Filed April 17, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC1+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $48,472 |
Service code 37 · EIN 04-2647786 | Loan Processing | $36,896 |
STRATEGIC ADVISORS, INC.1+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $17,918 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,564 | $44,059+12.5% | $71,671-30.8% | $69,631-28.8% |
| Participation rate | 24.3% | 60.8%-36.5pp | 68.7%-44.4pp | 70.7%-46.4pp |
| Annual return | 14.73% | 21.97%-7.2pp | 20.65%-5.9pp | 27571.02%-27556.3pp |
| Employer contribution / active EE | $260 | $1,305-80.1% | $2,460-89.4% | $2,032-87.2% |
| Participant deferral / active EE | $903 | $2,370-61.9% | $3,438-73.7% | $3,224-72.0% |
| Admin fee / account holder | $338 | $108+213.5% | $5,558-93.9% | $110+205.6% |