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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.2+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $16,729 |
Filed as: CETERA ADVISOR NETWORKS Service code 27 · EIN 95-3845382 | Advisory (Plan) | $4,884 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $8,087 | $71,192-88.6% | $117,861-93.1% | $62,293-87.0% |
| Participation rate | 81.5% | 74.2%+7.2pp | 79.7%+1.8pp | 69.5%+12.0pp |
| Annual return | 16.68% | 18.66%-2.0pp | 335.11%-318.4pp | 28.90%-12.2pp |
| Employer contribution / active EE | $0 | $1,934-100.0% | $3,786-100.0% | $2,042-100.0% |
| Participant deferral / active EE | $2,306 | $3,189-27.7% | $4,482-48.6% | $3,169-27.2% |
| Admin fee / account holder | $123 | $587-79.1% | $8,021-98.5% | $479-74.4% |