Retirement plan

SEAPORT GLOBAL HOLDINGS, LLC 401(K) PLAN

Name: SEAPORT GLOBAL HOLDINGS, LLC - SEAPORT GLOBAL HOLDINGS, LLC 401(K) PLAN (2017) Form 5500
Creator: SEAPORT GLOBAL HOLDINGS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SEAPORT GLOBAL HOLDINGS, LLC 401(K) PLAN, SEAPORT GLOBAL HOLDINGS, LLC

SEAPORT GLOBAL HOLDINGS, LLCEIN 46-4157685Plan #001PY 2017

400 POYDRAS STREET, SUITE 3100 - NEW ORLEANS, LA 70130504-410-8012seaportglobal.comLinkedIn201-500 employeesinvestment banking

Prospect flagsLow participation

How to read this page

Total assets (EOY)

$16.4M

+29.2% from 2016

Total participants

360

+16.9% from 2016

Average account balance

$79,111

+3.6% from 2016

Annual return

22.74%

+13.81 pp from 2016

Benchmarks

See 1,453 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants250-999

Cohort1,453 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$41.59M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$175K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

238

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

79.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.10M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+19.44%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$437

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745	Recordkeeping	$1,350
TD AMERITRADE, INC.3+ years Service code 33 · EIN 82-0543156	Distribution (12b-1) fees; Securities...	$542
JOHN HANCOCK LIFE INSURANCE COMPANY1 year Filed as: JOHN HANCOCK LIFE INS. CO. OF NY Service code 15 · EIN 13-3646501	Recordkeeping	$331
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984	Other Services	$0
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE, INC Service code 63	12b-1 Fees	$0

Plan features & details

Pension benefit codes2E2F2G2J2R2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.

Expense breakdown

Schedule H Part II

Admin total

$36K

$116 / participant

Contract admin$33K91.2%
Other / not subdivided$3K8.8%

% of EOY assets

0.219%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: HIENZ & MACALUSO, LLC
Auditor EIN: 721473527
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$79,111

$81,537-3.0%

$149,721-47.2%

$69,631+13.6%

Participation rate

50.8%

86.1%-35.3pp

87.1%-36.3pp

70.7%-19.9pp

Annual return

22.74%

22.79%-0.1pp

1501.67%-1478.9pp

27571.02%-27548.3pp

Employer contribution / active EE

$3,239-100.0%

$5,444-100.0%

$2,032-100.0%

Participant deferral / active EE

$8,153

$4,994+63.2%

$6,568+24.1%

$3,224+152.9%

Admin fee / account holder

$174

$107+62.4%

$11,282-98.5%

$110+57.1%

Provider

Service type

Compensation

ADP BROKER-DEALER3+ years

Filed as: ADP, LLC

Service code 15 · EIN 13-3036745

Recordkeeping

$1,350

TD AMERITRADE, INC.3+ years

Service code 33 · EIN 82-0543156

Distribution (12b-1) fees; Securities...

$542

JOHN HANCOCK LIFE INSURANCE COMPANY1 year

Filed as: JOHN HANCOCK LIFE INS. CO. OF NY

Service code 15 · EIN 13-3646501

Recordkeeping

$331

ADP BROKER-DEALER3+ years

Service code 49 · EIN 22-3319984

Other Services

TD AMERITRADE, INC.1 year

Filed as: TD AMERITRADE, INC

Service code 63

12b-1 Fees

SEAPORT GLOBAL HOLDINGS, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SEAPORT GLOBAL HOLDINGS, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion