Retirement plan

SEAPORT GLOBAL HOLDINGS LLC 401K PLAN

Name: SEAPORT GLOBAL HOLDINGS LLC - SEAPORT GLOBAL HOLDINGS LLC 401K PLAN (2016) Form 5500
Creator: SEAPORT GLOBAL HOLDINGS LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SEAPORT GLOBAL HOLDINGS LLC 401K PLAN, SEAPORT GLOBAL HOLDINGS LLC

SEAPORT GLOBAL HOLDINGS LLCEIN 46-4157685Plan #001PY 2016

400 POYDRAS STREET, SUITE 3100 - NEW ORLEANS, LA 70130504-410-8012seaportglobal.comLinkedIn201-500 employeesinvestment banking

Prospect flagsLow participation

How to read this page

Total assets (EOY)

$12.7M

+14.6% from 2015

Total participants

308

+9.6% from 2015

Average account balance

$76,333

+10.4% from 2015

Annual return

8.93%

-14.80 pp from 2015

Benchmarks

See 1,433 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants250-999

Cohort1,433 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$41.59M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$175K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

238

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

79.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.10M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+19.44%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$437

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745	Recordkeeping	$1,450
TD AMERITRADE, INC.2+ years Service code 33 · EIN 82-0543156	Securities brokerage; Distribution (1...	$579
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984	Other Services	$0

Plan features & details

Pension benefit codes2E2F2G2J2R2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.

Expense breakdown

Schedule H Part II

Admin total

$1K

$6 / participant

Other / not subdivided$1K100.0%

% of EOY assets

0.011%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: HIENZ & MACALUSO, LLC
Auditor EIN: 721473527
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$76,333

$71,802+6.3%

$133,975-43.0%

$57,658+32.4%

Participation rate

46.0%

85.5%-39.5pp

87.1%-41.1pp

70.2%-24.2pp

Annual return

8.93%

13.51%-4.6pp

29.29%-20.4pp

5.13%+3.8pp

Employer contribution / active EE

$3,161-100.0%

$5,211-100.0%

$1,974-100.0%

Participant deferral / active EE

$7,533

$4,606+63.5%

$6,282+19.9%

$3,061+146.1%

Admin fee / account holder

$88-90.0%

$9,324-99.9%

$95-90.8%

Provider

Service type

Compensation

ADP BROKER-DEALER2+ years

Filed as: ADP, LLC

Service code 15 · EIN 13-3036745

Recordkeeping

$1,450

TD AMERITRADE, INC.2+ years

Service code 33 · EIN 82-0543156

Securities brokerage; Distribution (1...

$579

ADP BROKER-DEALER2+ years

Service code 49 · EIN 22-3319984

Other Services

SEAPORT GLOBAL HOLDINGS LLC 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SEAPORT GLOBAL HOLDINGS LLC 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion