Filed August 14, 2019
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $591,816 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 26 · EIN 26-0058143 | Advisory (Participants) | $155,582 |
CROWE LLP4 years Service code 49 · EIN 35-0921680 | Other Services | $26,775 |
ALSTON & BIRD LLP3 years Service code 29 · EIN 58-0137615 | Legal | $5,756 |
MORNINGSTAR3 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,993 | $53,254-23.0% | $155,574-73.7% | $199,921-79.5% |
| Participation rate | 94.4% | 64.1%+30.3pp | 78.2%+16.2pp | 72.0%+22.4pp |
| Annual return | 14.57% | 41.18%-26.6pp | 64.87%-50.3pp | 34.28%-19.7pp |
| Employer contribution / active EE | $4,348 | $1,848+135.3% | $4,676-7.0% | $3,035+43.2% |
| Participant deferral / active EE | $6,057 | $3,165+91.4% | $5,629+7.6% | $5,089+19.0% |
| Admin fee / account holder | $111 | $186-40.0% | $15,914-99.3% | $269-58.6% |