| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Finders' fees ... | $474,574 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $132,165 |
ERNST & YOUNG LLP1 year Filed as: ERNST & YOUNG Service code 10 · EIN 34-6565596 | Accounting | $71,000 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,290 | $27,687-12.3% | $73,550-67.0% | $177,276-86.3% |
| Participation rate | 70.9% | 34.9%+36.1pp | 54.9%+16.0pp | 74.8%-3.9pp |
| Annual return | 11.59% | 16.77%-5.2pp | -15.16%+26.8pp | 21.25%-9.7pp |
| Employer contribution / active EE | $418 | $291+43.8% | $1,219-65.7% | $2,479-83.1% |
| Participant deferral / active EE | $1,178 | $778+51.3% | $1,804-34.7% | $3,881-69.6% |
| Admin fee / account holder | $137 | $59+130.7% | $2,320-94.1% | $154-11.0% |