| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Recordkeeping and... | $578,367 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $129,487 |
EIDE BAILLY LLP1+ years Service code 10 · EIN 45-0250958 | Accounting | $26,400 |
CBIZ RETIREMENT PLAN SERVICES1+ years Filed as: CBIZ FINANCIAL SOLUTIONS Service code 27 · EIN 52-1396995 | Advisory (Plan) | $10,425 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $2,027 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,661 | $23,734-4.5% | $69,182-67.2% | $65,292-65.3% |
| Participation rate | 55.8% | 33.1%+22.7pp | 55.1%+0.7pp | 72.4%-16.6pp |
| Annual return | 445.11% | 19.78%+425.3pp | -21.93%+467.0pp | 11.84%+433.3pp |
| Employer contribution / active EE | $391 | $294+33.0% | $1,206-67.6% | $2,302-83.0% |
| Participant deferral / active EE | $926 | $695+33.1% | $1,897-51.2% | $3,579-74.1% |
| Admin fee / account holder | $150 | $58+156.6% | $2,697-94.4% | $57+161.6% |