Filed April 29, 2016 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSET GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $150,979 |
Service code 15 · EIN 84-0467907 | Recordkeeping | $81,322 |
BKD, LLP3 years Filed as: BKD LLP Service code 10 910 E ST LOUIS STREET SUITE 200 · SPRINGFIELD, MO 658011190 | Accounting | $41,574 |
TD AMERITRADE, INC.4+ years Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,315 | $47,456+46.1% | $172,757-59.9% | $77,775-10.9% |
| Participation rate | 82.7% | 66.3%+16.4pp | 82.6%+0.1pp | 73.2%+9.5pp |
| Annual return | 10.93% | 35.57%-24.6pp | 803.06%-792.1pp | 32.58%-21.6pp |
| Employer contribution / active EE | $3,066 | $1,574+94.8% | $5,144-40.4% | $2,504+22.5% |
| Participant deferral / active EE | $5,138 | $2,560+100.8% | $5,198-1.1% | $3,966+29.6% |
| Admin fee / account holder | $128 | $81+58.6% | $13,956-99.1% | $100+28.1% |