Filed April 29, 2016 (most recent of 6 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSET GROUP Service code 26 · EIN 84-1532243 | Advisory (Participants) | $2,329,573 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $1,204,221 |
TD AMERITRADE, INC.2 years Filed as: TD AMERITRADE Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage; Other investmen... | $46,033 |
BKD, LLP1 year Filed as: BKD Service code 10 910 E ST LOUIS STREET SUITE 200 · SPRING FIELD, MD 658011190 | Accounting | $31,200 |
STATE STREET GLOBAL ADVISORS2 years Filed as: STATE STREET BANK AND TRUST COMPANY Service code 27 PO BOX 5488 · BOSTON, MA 02206 | Advisory (Plan) | $9,390 |
QDRO CONSULTANTS COMPANY, LLC3+ years Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $7,200 |
Filed as: GREAT-WEST LIFE & ANNUITY Service code 15 | Recordkeeping | $0 |
TD AMERITRADE, INC.3+ years Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,348 | $46,969+41.3% | $154,110-56.9% | $73,367-9.6% |
| Participation rate | 80.0% | 72.4%+7.6pp | 83.0%-3.1pp | 69.5%+10.5pp |
| Annual return | -5.31% | 821.68%-827.0pp | 735.22%-740.5pp | 173.45%-178.8pp |
| Employer contribution / active EE | $2,711 | $1,723+57.3% | $5,298-48.8% | $2,499+8.5% |
| Participant deferral / active EE | $3,740 | $3,162+18.3% | $5,081-26.4% | $4,033-7.3% |
| Admin fee / account holder | $91 | $47+95.0% | $13,412-99.3% | $68+32.9% |