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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UNITED PLANNERS FINL SVCS OF AM Service code 99 · EIN 86-0820414 | Other Fees | $55,196 |
Filed as: NORTHEAST PROFESSIONAL PLANNING GRP Service code 49 | Other Services | $31,356 |
Filed as: VOYA RETIREMENT ADVISORS LLC Service code 26 · EIN 02-0488491 | Advisory (Participants) | $20,592 |
BFSG LLC1 year Filed as: BFSG, LLC Service code 99 · EIN 20-8161914 | Other Fees | $20,549 |
MORNINGSTAR2 years Service code 27 | Advisory (Plan) | $5,793 |
UBS FINANCIAL SERVICES INC2 years Service code 99 | Other Fees | $4,227 |
Filed as: VOYA RETIREMENT INSURANCE AND ANNUI Service code 26 · EIN 71-0294708 | Advisory (Participants) | $491 |
NOVA 401(K) ASSOCIATES2 years Service code 49 | Other Services | $266 |
WORLD EQUITY GROUP INC2 years Filed as: WORLD EQUITY GROUP, INC Service code 99 | Other Fees | $191 |
MORNINGSTAR1 year Filed as: MORNING STAR Service code 27 · EIN 36-3297908 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,971 | $45,022-2.3% | $85,240-48.4% | $200,096-78.0% |
| Participation rate | 34.4% | 45.8%-11.4pp | 67.5%-33.1pp | 72.0%-37.6pp |
| Annual return | 3.12% | 21.00%-17.9pp | 66.75%-63.6pp | 34.26%-31.1pp |
| Employer contribution / active EE | $1,033 | $1,374-24.8% | $2,735-62.2% | $3,038-66.0% |
| Participant deferral / active EE | $2,701 | $2,682+0.7% | $4,527-40.3% | $5,090-46.9% |
| Admin fee / account holder | $63 | $585-89.2% | $6,165-99.0% | $269-76.6% |