Filed August 9, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
AXA EQUITABLE LIFE INSURANCE CO1+ years Filed as: AXA ADVISORS, LLC Service code 55 · EIN 13-4071393 1290 AVENUE OF THE AMERICAS · NEW YORK, NY 10104 | Other Commissions | $30,000 |
AXA EQUITABLE LIFE INSURANCE CO1+ years Service code 15 · EIN 13-5570651 1290 AVENUE OF THE AMERICAS · NEW YORK, NY 10104 | Recordkeeping | $9,053 |
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $5 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,088 | $39,859-52.1% | $78,676-75.7% | $57,658-66.9% |
| Participation rate | 12.0% | 66.1%-54.1pp | 73.6%-61.6pp | 70.2%-58.2pp |
| Annual return | -7.14% | 18.96%-26.1pp | 62.19%-69.3pp | 5.13%-12.3pp |
| Employer contribution / active EE | $0 | $1,786-100.0% | $2,850-100.0% | $1,974-100.0% |
| Participant deferral / active EE | $1,392 | $2,248-38.1% | $3,517-60.4% | $3,061-54.5% |
| Admin fee / account holder | $80 | $76+5.0% | $4,510-98.2% | $95-15.4% |