Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $106,250 |
STRATEGIC ADVISORS, INC.5+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $50,395 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$59,821 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,616 | $65,708-27.5% | $76,667-37.9% | $77,775-38.8% |
| Participation rate | 61.7% | 79.0%-17.3pp | 72.1%-10.4pp | 73.2%-11.5pp |
| Annual return | 20.86% | 49.86%-29.0pp | 1166.74%-1145.9pp | 32.58%-11.7pp |
| Employer contribution / active EE | $1,353 | $2,167-37.6% | $2,303-41.2% | $2,504-46.0% |
| Participant deferral / active EE | $2,459 | $3,254-24.4% | $3,336-26.3% | $3,966-38.0% |
| Admin fee / account holder | $44 | $91-52.0% | $6,423-99.3% | $100-56.4% |