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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.1 year Service code 15 · EIN 23-1945930 | Recordkeeping | $11,907 |
LPL FINANCIAL3 years Filed as: LPL FINANCIAL CORPORATION Service code 27 · EIN 04-3046611 | Advisory (Plan) | $4,875 |
LONE STAR 401(K) CONSULTANTS5 years Service code 15 · EIN 20-8236226 | Recordkeeping | $4,599 |
FIDUCIARY CONSULTING GROUP3 years Filed as: FIDUCIARY CONSULTING GROUP INC Service code 27 · EIN 20-2807852 | Advisory (Plan) | $3,650 |
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 | Recordkeeping | $1,065 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,791 | $100,801-62.5% | $149,745-74.8% | $73,412-48.5% |
| Participation rate | 50.5% | 77.7%-27.2pp | 82.5%-32.0pp | 72.2%-21.7pp |
| Annual return | 15.24% | 265.34%-250.1pp | 276.72%-261.5pp | 59.30%-44.1pp |
| Employer contribution / active EE | $648 | $3,312-80.4% | $4,646-86.1% | $2,234-71.0% |
| Participant deferral / active EE | $2,760 | $6,404-56.9% | $6,843-59.7% | $3,806-27.5% |
| Admin fee / account holder | $68 | $181-62.6% | $9,312-99.3% | $158-57.2% |