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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 28 · EIN 20-8874282 | Investment Management | $62,290 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $60,910 |
BUCKINGHAM STRATEGIC PARTNERS1+ years Filed as: BUCKINGHAM STRATEGIC WEALTH LLC Service code 26 | Advisory (Participants) | $44,396 |
SC FINANCIAL SERVICES INC1+ years Service code 26 · EIN 41-2091820 | Advisory (Participants) | $35,617 |
CAPWEALTH ADVISORS LLC1+ years Service code 26 · EIN 26-3565415 | Advisory (Participants) | $16,405 |
PRIVATE ADVISOR GROUP LLC1+ years Service code 26 | Advisory (Participants) | $16,363 |
MUTUAL ADVISORS LLC1+ years Service code 26 | Advisory (Participants) | $16,071 |
FIRST NATIONAL CORPORATION1+ years Service code 26 · EIN 04-2541452 | Advisory (Participants) | $10,567 |
TRENT CAPITAL MANAGEMENT1+ years Filed as: TRENT CAPITAL MANAGEMENT INC Service code 26 · EIN 56-1588687 | Advisory (Participants) | $10,272 |
MANAGED ASSET PORTFOLIOS LLC1+ years Service code 26 · EIN 38-3567816 | Advisory (Participants) | $9,143 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $463,925 | $45,000+930.9% | $143,801+222.6% | $77,906+495.5% |
| Participation rate | 98.3% | 66.8%+31.4pp | 80.3%+17.9pp | 73.7%+24.6pp |
| Annual return | 0.00% | 29.03%-29.0pp | -0.04%0pp | 12.16%-12.2pp |
| Employer contribution / active EE | $39,602 | $1,870+2018.3% | $4,952+699.6% | $2,846+1291.3% |
| Participant deferral / active EE | $21,308 | $3,157+575.1% | $5,639+277.9% | $4,805+343.4% |
| Admin fee / account holder | $221 | $98+124.9% | $14,680-98.5% | $133+67.0% |