Filings through .
2 of 18 flags tripped on the 2025 filing.
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Few collective trusts
0% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2025 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$45K in admin expenses, $60 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
17 funds of $250K or more; 20 lines in all, holding $11.8M of the plan's $12.3M. Recordkeeper: Nationwide.
Target-date series: Nuveen Lifecycle Index, mutual fund, 43% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 13 vintages | $5.1M | 43.3% |
| Vanguard Growth Index Fund Vanguard · Mutual fund Index | $1.5M | 12.6% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $1.1M | 9.5% |
| Vanguard Mid Cap Index Adml Vanguard · Mutual fund Index | $758K | 6.4% |
| Vanguard Small Cap Index Adml Vanguard · Mutual fund Index | $546K | 4.6% |
| Vanguard Developed Mkts Index Adml Vanguard · Mutual fund Index | $489K | 4.2% |
| Vanguard Val Index Adml Vanguard · Mutual fund Index | $454K | 3.9% |
| Vanguard Wellesley Income Fund Adml Vanguard · Mutual fund | $338K | 2.9% |
| Vanguard Balanced Index Fund Vanguard · Mutual fund Index | $337K | 2.9% |
| Fidelity Multi-Asset Index Fund Fidelity (FMR) · Mutual fund Index | $315K | 2.7% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
10 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
Added 5 funds, dropped 5 funds.
| Fund | Year-end value |
|---|---|
| AddedVanguard Mid Cap Index Adml | $758K |
| DroppedVngrd Mid-Cap Index FD AS | $662K |
| AddedVanguard Small Cap Index Adml | $546K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 2 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings. They do not show money moved.
10 more lines and 7 more changes in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 4 by compensation.
| Provider | Compensation |
|---|---|
Filed as: AURORA PRIVATE WEALTH,INC. Service code 26 · EIN 47-4814591 100 ENTERPRISE DR · ROCKAWAY, NJ 07866 Advisory (Participants) | $59,244 |
NATIONWIDE7 years Service code 15 · EIN 31-4177100 Recordkeeping | $36,638 |
Service code 13 · EIN 86-1354423 2727 HOLLYCROFT · GIG HARBOR, WA 98335 Contract Administrator | $2,295 |
Filed as: CASCADE 401(K) CONSULTANTS,LLC Service code 13 Contract Administrator | $663 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
7 feature codes on the 2025 filing.
3 contacts
11 filings · 2015 to 2025