Filed June 22, 2021
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $50,570 |
UBS FINANCIAL SERVICES INC4 years Service code 99 · EIN 13-2638166 | Other Fees | $38,918 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,606 | $73,404-63.8% | $87,102-69.5% | $67,579-60.6% |
| Participation rate | 97.0% | 80.9%+16.1pp | 76.9%+20.1pp | 71.3%+25.7pp |
| Annual return | 40.14% | 48.29%-8.1pp | 28.19%+12.0pp | 378.56%-338.4pp |
| Employer contribution / active EE | $2,032 | $2,014+0.9% | $2,521-19.4% | $2,148-5.4% |
| Participant deferral / active EE | $3,280 | $3,913-16.2% | $4,048-19.0% | $3,539-7.3% |
| Admin fee / account holder | $115 | $142-18.6% | $7,491-98.5% | $142-19.0% |