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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $53,235 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 611 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Advisory (Plan) | $23,904 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,060 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,850 | $93,010-89.4% | $96,515-89.8% | $74,460-86.8% |
| Participation rate | 90.9% | 71.6%+19.4pp | 74.3%+16.6pp | 70.7%+20.2pp |
| Annual return | 18.81% | 37.50%-18.7pp | 35.73%-16.9pp | 34.38%-15.6pp |
| Employer contribution / active EE | $1,001 | $3,427-70.8% | $3,740-73.2% | $2,638-62.1% |
| Participant deferral / active EE | $3,406 | $3,971-14.2% | $4,880-30.2% | $4,530-24.8% |
| Admin fee / account holder | $119 | $633-81.2% | $6,735-98.2% | $348-65.8% |