Retirement plan

ADT SECURITY CORPORATION RETIREMENT SAVINGS AND INVESTMENT PLAN

Name: ADT LLC - ADT SECURITY CORPORATION RETIREMENT SAVINGS AND INVESTMENT PLAN (2021) Form 5500
Creator: ADT LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ADT SECURITY CORPORATION RETIREMENT SAVINGS AND INVESTMENT PLAN, ADT LLC

ADT LLCEIN 45-4343781Plan #002PY 2021

1501 YAMATO ROAD - BOCA RATON, FL 33431561-988-3600adt.comLinkedIn10001+ employeesconsumer services

Other plans on this EIN

1 filing

#001Retirement-$71.2M assets

Prospect flagsLow participationLow assets / participantLow participant contributionFailed to transmit contributionsCorrective distributions

Top hat statement on fileNQDC

Filed October 29, 2012

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

How to read this page

Total assets (EOY)

$1489.7M

-7.1% from 2016

Total participants

26,803

+9.6% from 2016

Average account balance

$72,471

-14.4% from 2016

Annual return

16.04%

-7.06 pp from 2016

Benchmarks

See 94 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants>=10,000

Cohort94 peers

Snapshot2021

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.26B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$80K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

15,688

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

45.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$118.86M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-10.30%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$58

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL6 years Filed as: FIDELITY INVESTMENTS INST OPS CO Service code 37 · EIN 04-2647786	Loan Processing	$713,031
HOLLAND & KNIGHT3 years Filed as: HOLLAND & KNIGHT LLP Service code 29 · EIN 59-0663819	Legal	$95,996
MERCER4 years Service code 16 · EIN 13-2834414	Consulting	$81,328
O'BRIEN, RILEY & RYAN, P.C.2 years Filed as: O' BRIEN RILEY & RYAN, P.C. Service code 10 · EIN 04-3176941	Accounting	$40,300
BUCK GLOBAL, LLC1 year Filed as: BUCK GLOBAL LLC Service code 16 · EIN 83-1116912	Consulting	$9,000
CROWE LLP1 year Filed as: CROWE HORWATH Service code 10 · EIN 35-0921680	Accounting	$5,405
FIDELITY INVESTMENTS INSTITUTIONAL1 year Filed as: FIDELITY INVESTMENTS INS OPS CO LLC Service code 60	Sub-TA Fees	$0

Plan features & details

Pension benefit codes2E2F2G2J2K

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.

Opportunity flags

5 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$948K

$46 / participant

Other / not subdivided$948K100.0%

% of EOY assets

0.064%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: GRANT THORNTON LLP
Auditor EIN: 366055558
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$72,471

$171,796-57.8%

$111,319-34.9%

$106,520-32.0%

Participation rate

69.7%

88.6%-18.8pp

77.3%-7.6pp

71.3%-1.6pp

Annual return

16.04%

18.62%-2.6pp

54.68%-38.6pp

19.28%-3.2pp

Employer contribution / active EE

$2,053

$4,687-56.2%

$2,732-24.8%

$2,840-27.7%

Participant deferral / active EE

$3,792

$7,845-51.7%

$4,488-15.5%

$4,948-23.4%

Admin fee / account holder

$46

$69-33.5%

$7,966-99.4%

$75-38.1%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL6 years

Filed as: FIDELITY INVESTMENTS INST OPS CO

Service code 37 · EIN 04-2647786

Loan Processing

$713,031

HOLLAND & KNIGHT3 years

Filed as: HOLLAND & KNIGHT LLP

Service code 29 · EIN 59-0663819

Legal

$95,996

MERCER4 years

Service code 16 · EIN 13-2834414

Consulting

$81,328

O'BRIEN, RILEY & RYAN, P.C.2 years

Filed as: O' BRIEN RILEY & RYAN, P.C.

Service code 10 · EIN 04-3176941

Accounting

$40,300

BUCK GLOBAL, LLC1 year

Filed as: BUCK GLOBAL LLC

Service code 16 · EIN 83-1116912

Consulting

$9,000

CROWE LLP1 year

Filed as: CROWE HORWATH

Service code 10 · EIN 35-0921680

Accounting

$5,405

FIDELITY INVESTMENTS INSTITUTIONAL1 year

Filed as: FIDELITY INVESTMENTS INS OPS CO LLC

Service code 60

Sub-TA Fees

ADT SECURITY CORPORATION RETIREMENT SAVINGS AND INVESTMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ADT SECURITY CORPORATION RETIREMENT SAVINGS AND INVESTMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion