Retirement plan

ADT SECURITY CORPORATION RETIREMENT SAVINGS AND INVESTMENT PLAN

Name: ADT LLC - ADT SECURITY CORPORATION RETIREMENT SAVINGS AND INVESTMENT PLAN (2018) Form 5500
Creator: ADT LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ADT SECURITY CORPORATION RETIREMENT SAVINGS AND INVESTMENT PLAN, ADT LLC

ADT LLCEIN 45-4343781Plan #002PY 2018

1501 YAMATO ROAD - BOCA RATON, FL 33431561-988-3600adt.comLinkedIn10001+ employeesconsumer services

Other plans on this EIN

1 filing

#001Retirement-$64.1M assets

Prospect flagsLow assets / participantLow participant contributionFailed to transmit contributions

Top hat statement on fileNQDC

Filed October 29, 2012

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$770.5M

-7.1% from 2016

Total participants

20,318

+9.6% from 2016

Average account balance

$49,559

-14.4% from 2016

Annual return

-2.75%

-7.06 pp from 2016

Benchmarks

See 87 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants>=10,000

Cohort87 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.26B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$80K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

15,688

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

45.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$118.86M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-10.30%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$58

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL3 years Filed as: FIDELITY INVESTMENTS INST OPS CO Service code 37 · EIN 04-2647786	Loan Processing	$659,740
ADP BROKER-DEALER4+ years Filed as: ADP LLC Service code 99 · EIN 22-1467904	Other Fees	$67,650
MERCER1 year Service code 17 · EIN 13-2834414	Pension Consulting	$59,283
MERCER4+ years Filed as: MERCER INVESTMENT CONSULTING, INC. Service code 17 · EIN 61-0736136	Pension Consulting	$36,650
CROWE LLP4+ years Filed as: CROWE HORWATH LLP Service code 10 · EIN 35-0921680	Accounting	$30,550
REED SMITH LLP4+ years Service code 29 · EIN 25-0749630	Legal	$30,000
FIDELITY INVESTMENTS INSTITUTIONAL1 year Filed as: FIDELITY INVESTMENTS INS OPS CO INC Service code 60	Sub-TA Fees	$0

Plan features & details

Pension benefit codes2E2F2G2J2K

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.

Opportunity flags

3 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$888K

$54 / participant

Other / not subdivided$888K100.0%

% of EOY assets

0.115%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CROWE LLP
Auditor EIN: 350921680
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$49,559

$127,796-61.2%

$76,768-35.4%

$73,367-32.5%

Participation rate

70.7%

88.2%-17.4pp

77.0%-6.2pp

69.5%+1.3pp

Annual return

-2.75%

-2.31%-0.4pp

2.43%-5.2pp

173.45%-176.2pp

Employer contribution / active EE

$1,789

$3,931-54.5%

$2,485-28.0%

$2,499-28.4%

Participant deferral / active EE

$2,910

$6,924-58.0%

$3,852-24.5%

$4,033-27.8%

Admin fee / account holder

$57

$66-14.0%

$6,676-99.1%

$68-16.5%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL3 years

Filed as: FIDELITY INVESTMENTS INST OPS CO

Service code 37 · EIN 04-2647786

Loan Processing

$659,740

ADP BROKER-DEALER4+ years

Filed as: ADP LLC

Service code 99 · EIN 22-1467904

Other Fees

$67,650

MERCER1 year

Service code 17 · EIN 13-2834414

Pension Consulting

$59,283

MERCER4+ years

Filed as: MERCER INVESTMENT CONSULTING, INC.

Service code 17 · EIN 61-0736136

Pension Consulting

$36,650

CROWE LLP4+ years

Filed as: CROWE HORWATH LLP

Service code 10 · EIN 35-0921680

Accounting

$30,550

REED SMITH LLP4+ years

Service code 29 · EIN 25-0749630

Legal

$30,000

FIDELITY INVESTMENTS INSTITUTIONAL1 year

Filed as: FIDELITY INVESTMENTS INS OPS CO INC

Service code 60

Sub-TA Fees

ADT SECURITY CORPORATION RETIREMENT SAVINGS AND INVESTMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ADT SECURITY CORPORATION RETIREMENT SAVINGS AND INVESTMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion