Retirement plan

GUIDEPOINT SECURITY, LLC 401(K) PLAN

Name: GUIDEPOINT SECURITY, LLC - GUIDEPOINT SECURITY, LLC 401(K) PLAN (2019) Form 5500
Creator: GUIDEPOINT SECURITY, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, GUIDEPOINT SECURITY, LLC 401(K) PLAN, GUIDEPOINT SECURITY, LLC

GUIDEPOINT SECURITY, LLCEIN 45-3694402Plan #001PY 2019

146 2ND STREET N., SUITE 106 - ST. PETERSBURG, FL 33701877-889-0132guidepointsecurity.comLinkedIn501-1000 employeesinformation technology and services

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$12.7M

+89.4% from 2018

Total participants

452

+35.7% from 2018

Average account balance

$31,056

+39.7% from 2018

Annual return

46.06%

+37.29 pp from 2018

Benchmarks

See 689 peers

Peer group

Industry56 - Administrative and Support and Waste Management and Remediation Services

Plan typeDefined contribution

Participants250-999

Cohort689 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$71.00M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$67K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,066

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$14.00M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$14K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+29.67%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$238

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166	Advisory (Plan)	$41,318
RETIREMENT SOLUTIONS SPECIALISTS3 years Service code 13 · EIN 27-0293282	Contract Administrator	$11,740
ASSURANCE DIMENSIONS2 years Service code 10 · EIN 26-3429295	Accounting	$8,596
MASSACHUSETTS MUTUAL LIFE INS. CO.3 years Filed as: MASSMUTUAL LIFE INSRUANCE CO Service code 15 · EIN 04-1590850	Recordkeeping	$3,246
ENVESTNET RETIREMENT SOLUTIONS, LLC2 years Filed as: ENVESTNET REITREMENT SOLUTIONS, LLC Service code 27 · EIN 61-1732930	Advisory (Plan)	$0
MESIROW FINANCIAL INVESTMENT MANAGE2 years Filed as: MESIROW FINANCIAL INVESTMENT MGMT Service code 49 · EIN 36-3429599	Other Services	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$65K

$162 / participant

Investment mgmt$41K63.7%
Contract admin$15K23.1%
Other / not subdivided$9K13.2%

% of EOY assets

0.512%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ASSURANCE DIMENSIONS
Auditor EIN: 263429295
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$31,056

$40,522-23.4%

$84,628-63.3%

$67,579-54.0%

Participation rate

89.0%

51.1%+37.9pp

68.2%+20.8pp

71.3%+17.7pp

Annual return

46.06%

32.72%+13.3pp

258.80%-212.7pp

378.56%-332.5pp

Employer contribution / active EE

$2,185

$1,146+90.6%

$2,653-17.6%

$2,148+1.7%

Participant deferral / active EE

$7,131

$2,132+234.5%

$3,900+82.8%

$3,539+101.5%

Admin fee / account holder

$159

$145+9.5%

$4,914-96.8%

$142+11.8%

Provider

Service type

Compensation

UBS FINANCIAL SERVICES INC3 years

Filed as: UBS FINANCIAL SERVICES, INC.

Service code 27 · EIN 13-2638166

Advisory (Plan)

$41,318

RETIREMENT SOLUTIONS SPECIALISTS3 years

Service code 13 · EIN 27-0293282

Contract Administrator

$11,740

ASSURANCE DIMENSIONS2 years

Service code 10 · EIN 26-3429295

Accounting

$8,596

MASSACHUSETTS MUTUAL LIFE INS. CO.3 years

Filed as: MASSMUTUAL LIFE INSRUANCE CO

Service code 15 · EIN 04-1590850

Recordkeeping

$3,246

ENVESTNET RETIREMENT SOLUTIONS, LLC2 years

Filed as: ENVESTNET REITREMENT SOLUTIONS, LLC

Service code 27 · EIN 61-1732930

Advisory (Plan)

MESIROW FINANCIAL INVESTMENT MANAGE2 years

Filed as: MESIROW FINANCIAL INVESTMENT MGMT

Service code 49 · EIN 36-3429599

Other Services

GUIDEPOINT SECURITY, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

GUIDEPOINT SECURITY, LLC 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion