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| Provider | Service type | Compensation |
|---|---|---|
PENSIONMARK FINANCIAL GROUP LLC2+ years Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $25,844 |
KIMBERLIN COMPANY, PLLC1 year Filed as: KIMBERLIN COMPANY PLLC Service code 99 6150 W GILA SPRINGS PL UNIT 24 · CHANDLER, AZ 85226 | Other Fees | $8,000 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $4,411 |
ALLIANCE BENEFIT GROUP2+ years Filed as: ALLIANCE BENEFIT GROUP OF HOUSTON Service code 13 7425 HOLLISTER ST. · HOUSTON, TX 77040 | Contract Administrator | $3,976 |
Filed as: ADVISED ASSETS GROUP LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $941 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,703 | $73,638-37.9% | $95,964-52.4% | $73,497-37.8% |
| Participation rate | 77.0% | 76.2%+0.9pp | 77.1%0pp | 70.7%+6.4pp |
| Annual return | 16.15% | 16.78%-0.6pp | 91.64%-75.5pp | 28.51%-12.4pp |
| Employer contribution / active EE | $1,732 | $1,863-7.0% | $2,541-31.8% | $2,270-23.7% |
| Participant deferral / active EE | $3,866 | $3,617+6.9% | $4,167-7.2% | $3,740+3.4% |
| Admin fee / account holder | $386 | $482-20.0% | $6,797-94.3% | $513-24.8% |