Filed October 11, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-5674085 | Recordkeeping | $32,144 |
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $24,334 |
ADP BROKER-DEALER8+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
TD AMERITRADE, INC.8+ years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,926 | $81,908-45.2% | $90,749-50.5% | $64,808-30.7% |
| Participation rate | 58.8% | 80.5%-21.6pp | 75.7%-16.9pp | 71.5%-12.6pp |
| Annual return | -14.98% | -12.53%-2.4pp | -12.16%-2.8pp | 32.82%-47.8pp |
| Employer contribution / active EE | $3,086 | $3,065+0.7% | $2,921+5.6% | $2,506+23.1% |
| Participant deferral / active EE | $5,448 | $4,840+12.6% | $4,564+19.4% | $4,310+26.4% |
| Admin fee / account holder | $75 | $157-52.4% | $8,445-99.1% | $188-60.2% |