Filed October 11, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 13-5674085 | Indirect Investment Fees | $80,000 |
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $36,251 |
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
TD AMERITRADE, INC.1+ years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,890 | $62,324-45.6% | $68,509-50.5% | $55,191-38.6% |
| Participation rate | 53.9% | 78.9%-25.0pp | 74.7%-20.8pp | 69.2%-15.3pp |
| Annual return | -0.26% | 4.26%-4.5pp | 8.27%-8.5pp | 10.78%-11.0pp |
| Employer contribution / active EE | $2,575 | $2,223+15.9% | $2,278+13.1% | $1,899+35.6% |
| Participant deferral / active EE | $4,620 | $3,425+34.9% | $3,382+36.6% | $3,046+51.7% |
| Admin fee / account holder | $68 | $91-25.9% | $5,275-98.7% | $91-25.5% |