Filed October 11, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $58,258 |
Service code 52 · EIN 13-5674085 | Indirect Investment Fees | $53,311 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
TD AMERITRADE, INC.4+ years Service code 33 · EIN 82-0543156 | Securities brokerage; Distribution (1... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,162 | $134,045-71.5% | $80,019-52.3% | $75,289-49.3% |
| Participation rate | 65.0% | 85.8%-20.8pp | 75.8%-10.8pp | 72.4%-7.4pp |
| Annual return | -4.93% | -0.56%-4.4pp | 11.22%-16.1pp | -0.04%-4.9pp |
| Employer contribution / active EE | $2,389 | $3,492-31.6% | $2,468-3.2% | $2,405-0.7% |
| Participant deferral / active EE | $4,232 | $4,976-15.0% | $3,686+14.8% | $3,739+13.2% |
| Admin fee / account holder | $76 | $124-38.3% | $6,521-98.8% | $102-25.3% |