Filed August 18, 2020 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $10,237 |
Filed as: RAYMOND JAMES Service code 27 880 CARILLON PKWY · ST. PETERSBURG, FL 33716 | Advisory (Plan) | $8,776 |
NOVA 401(K) ASSOCIATES4 years Service code 13 · EIN 20-1181458 10777 NW FREEWAY · HOUSTON, TX 77092 | Contract Administrator | $6,870 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,379 | $62,928-47.0% | $172,739-80.7% | $67,579-50.6% |
| Participation rate | 49.1% | 64.5%-15.4pp | 82.6%-33.6pp | 71.3%-22.2pp |
| Annual return | 131.66% | 30.36%+101.3pp | 802.84%-671.2pp | 378.56%-246.9pp |
| Employer contribution / active EE | $832 | $1,636-49.2% | $5,143-83.8% | $2,148-61.3% |
| Participant deferral / active EE | $1,514 | $2,145-29.4% | $5,198-70.9% | $3,539-57.2% |
| Admin fee / account holder | $163 | $167-2.1% | $13,954-98.8% | $142+14.6% |